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Regulation & Compliance
Jan 20, 20242 min read377 words

The Regulatory Landscape for Security Tokens in 2024

An overview of current regulations governing security tokens and what they mean for investors and issuers.

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Legal Team

Pedex Team

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The Regulatory Landscape for Security Tokens in 2024

Regulatory overview: This article covers the 2024 regulatory landscape. For comprehensive and updated regulatory guidance, see Tokenization Regulation, Tax & Compliance: Global 2025 Guide.

As the tokenization industry matures, regulatory frameworks are evolving to provide clarity and protection for all stakeholders. Understanding these regulations is crucial for both issuers and investors.

For comprehensive context, see our Ultimate Guide to Tokenization and RWA. Explore detailed legal frameworks in our Tokenization Legal Structure guide.

Global Regulatory Overview#

United States#

The SEC continues to classify most tokens as securities, requiring compliance with federal securities laws. Key regulations include:

  • Regulation D: Private placements with accredited investors
  • Regulation A+: Mini-IPOs with retail participation
  • Regulation S: Offerings to non-US investors

European Union#

The Markets in Crypto-Assets (MiCA) regulation provides a comprehensive framework for crypto assets, including security tokens. MiFID II also applies to tokenized securities.

Asia-Pacific#

Jurisdictions like Singapore and Hong Kong have established clear frameworks for digital securities, attracting significant tokenization activity.

Compliance Requirements#

KYC/AML#

All platforms must implement robust Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures:

  • Identity verification
  • Source of funds checks
  • Ongoing monitoring
  • Suspicious activity reporting

Token Standards#

ERC-3643 and other compliant token standards embed regulatory requirements directly into smart contracts.

Best Practices#

For compliance in the tokenization space:

  1. Work with experienced legal counsel
  2. Implement robust KYC/AML procedures
  3. Use compliant token standards
  4. Maintain proper documentation
  5. Stay updated on regulatory changes

Looking Ahead#

Regulatory clarity continues to improve, making tokenization more accessible while protecting investors. This maturation is essential for mainstream adoption.

Learn More: Regulation & Compliance#

Comprehensive Regulatory Guide:
Tokenization Regulation, Tax & Compliance: Global 2025 Guide - Complete regulatory framework

Related Regulatory Articles:

Next Steps:


Not legal advice. Consult qualified attorneys for specific guidance.

Legal Team

Written by

Legal Team

Pedex Research Team

Expert in asset tokenization and blockchain technology. Sharing insights on the future of digital finance.

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