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Pedex
Legal

Regulatory Disclosures

Last updated: January 1, 2024

1. Licensing and Registration

Pedex operates under licenses and registrations in multiple jurisdictions:

  • Financial Conduct Authority (FCA) - United Kingdom
  • Securities and Exchange Commission (SEC) - United States
  • European Securities and Markets Authority (ESMA) - European Union

2. Securities Regulations

Digital tokens offered through our platform may be considered securities under applicable laws. We comply with all relevant securities regulations including:

  • Securities Act of 1933 (United States)
  • Markets in Financial Instruments Directive (MiFID II) (Europe)
  • Prospectus Regulation (EU)

3. Know Your Customer (KYC) and Anti-Money Laundering (AML)

We are committed to preventing money laundering and terrorist financing. Our KYC/AML procedures include:

  • Identity verification for all users
  • Source of funds verification
  • Ongoing monitoring of transactions
  • Reporting of suspicious activities to relevant authorities

4. Investor Protection

We implement various measures to protect investor interests:

  • Segregation of client assets
  • Professional indemnity insurance
  • Regular audits by independent third parties
  • Compliance with best execution requirements

5. Market Conduct

Pedex maintains strict policies against:

  • Market manipulation
  • Insider trading
  • Front-running
  • Conflicts of interest

6. Dispute Resolution

Users have access to the following dispute resolution mechanisms:

  • Internal complaints procedure
  • Financial Ombudsman Service (where applicable)
  • Arbitration services

7. Regulatory Reporting

We comply with all regulatory reporting requirements including:

  • Transaction reporting
  • Order record keeping
  • Client reporting
  • Periodic regulatory filings

8. Geographical Restrictions

Our services may not be available in all jurisdictions. We do not offer services to residents of countries where such offerings would be illegal or require licenses we do not hold.

9. Professional Advice

The information provided on our platform does not constitute investment advice. Users should consult with qualified financial advisors before making investment decisions.

10. Contact Regulatory Affairs

For regulatory inquiries, please contact our compliance team at [email protected]