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Regulation & Compliance
Dec 1, 20259 min read1,733 words

Tokenization Licensing Requirements by Jurisdiction 2025

Navigate global regulatory frameworks for tokenized assets. Complete guide covering SEC, FCA, VARA, MAS, and other licensing requirements for securities tokens and RWA platforms.

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Pedex Research Team

Lead Financial Analyst

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Tokenization Licensing Requirements by Jurisdiction 2025

Licensing guide: This article covers licensing requirements. For comprehensive regulatory and compliance information, see Tokenization Regulation, Tax & Compliance: Global 2025 Guide.

One of the biggest hurdles for tokenization platforms and issuers is navigating the fragmented global regulatory landscape. Unlike traditional finance with harmonized standards, tokenization regulation varies dramatically by jurisdiction. This guide covers the major markets.

For foundational understanding, see our Ultimate Guide to Tokenization and RWA. Explore detailed legal frameworks in our Tokenization Legal Structure guide.

Understanding Regulatory Categories#

Before diving into specific jurisdictions, understand the three main regulatory approaches:

1. Prescriptive Approach#

  • Characteristic: Strict rules; tokens must fit existing categories
  • Examples: US SEC, UK FCA
  • Challenge: Tokenized assets often don't fit neatly into existing categories

2. Progressive Approach#

  • Characteristic: New frameworks specifically for tokens
  • Examples: Singapore (MAS), Malta, Switzerland
  • Benefit: Designed for tokenization; faster approval

3. Restrictive Approach#

  • Characteristic: Limited or no tokenization allowed
  • Examples: China, Russia (limited)
  • Impact: Effectively blocks platforms

United States (SEC Regulation)#

Securities Token Classification#

The SEC applies the Howey Test (from SEC v. Howey):

  • Involves investment of money
  • In a common enterprise
  • Expecting profits
  • Derived from efforts of others

If a token passes the Howey Test, it's a security and requires registration.

Tokenized Asset Specific Rules (2025)#

Real Estate Tokens

  • Classified as securities if offering profit-sharing
  • Requires Form S-1 registration OR Regulation D exemption
  • Minimum offering: $1M (Reg A+) to $5M (certain exemptions)
  • Ongoing: Quarterly/annual reporting required

Equity Tokens (Company Stock)

  • Always securities
  • Require registration or exemption
  • Regulation CF: Up to $5M
  • Regulation D (Reg 506): Unlimited, accredited investors only

Commodity-Backed Tokens

  • May be commodities (SEC doesn't regulate) or securities
  • Requires SEC no-action letter or exemptive relief for certainty

Licensing Paths#

PathRequirementTimelineCost
Full Registration (Form S-1)Complete disclosure6-12+ months$500K-$2M+
Reg A+ (SCOR)Streamlined process3-6 months$100K-$250K
Reg D 506(c)Accredited only2-4 weeks$10K-$50K
Reg CFCrowdfunding; $5M max2-3 months$50K-$100K

Broker-Dealer Requirements#

If offering tokens to public, you need:

  • Broker-dealer registration (FINRA membership)
  • Alternative: Use registered broker-dealer (ATS platform)
  • Cost: $500K-$3M+ annually

See platform comparison guide for platforms managing US compliance.

United Kingdom (FCA Regulation)#

Token Classification#

The FCA categorizes tokens as:

  1. Payment Tokens: "Cryptocurrencies" - limited regulation
  2. Utility Tokens: Limited regulation if functional
  3. Security Tokens: Full regulation as financial instruments
  4. E-Money Tokens: Regulated if payment mechanism

Regulatory Framework#

Prospectus Requirement

  • Public offerings require prospectus
  • Exemptions: Sophisticated investors only
  • Review time: 8-10 weeks

Authorization Requirement

  • Platforms offering securities tokens need FCA Authorization
  • Classes available:
    • Class 1: Deposits/insurance (not relevant here)
    • Class 4a: Securities (relevant for token platforms)
    • Class 4b: Derivatives (for derivative tokens)

Cost & Timeline

  • Authorization application: £500K-£2M
  • Timeline: 6-12 months
  • Annual authorization fee: £15K-£100K

UK-Specific Advantages#

  • Mutual recognition: EU MiFID II recognition (post-Brexit arrangements)
  • Sandboxes: FCA innovation hubs for testing
  • Clear guidance: FCA published tokenization working papers

United Arab Emirates (VARA/DFSA Regulation)#

Virtual Asset Regulatory Authority (VARA)#

Established in Abu Dhabi, VARA regulates:

  • All virtual assets and related services
  • Tokens if they have financial characteristics

Licensing Categories#

CategoryActivityRequirement
VASPsVirtual asset tradingFull license required
CustodiansCustody servicesFull license required
PlatformsIssuance/tradingLicense required
IssuersToken issuance onlyMay not need license

Application Process#

  1. Pre-application: Concept review
  2. Application: Formal submission
  3. Assessment: 4-8 weeks
  4. License: Conditional approval, then full

Timeline & Cost#

  • Timeline: 2-4 months
  • License fee: $25K-$100K annually
  • Initial deposit: $100K-$500K

Dubai Financial Services Authority (DFSA)#

DFSA regulates in Dubai International Financial Centre (DIFC):

  • More stringent than VARA
  • Covers securities tokens specifically
  • Preferred by international issuers
  • Similar process to UK FCA

Singapore (Monetary Authority - MAS)#

Progressive Regulatory Approach#

Singapore takes a token-neutral approach:

  • Cryptocurrency-like tokens: Limited regulation
  • Security-like tokens: Securities regulation (SFA)
  • Payment tokens: E-payment regulation

Licensing for Tokenization Platforms#

Capital Markets Services License (CMSL)

  • Required for trading/dealing in securities tokens
  • Cost: $10K-$50K licensing fee
  • Timeline: 6-8 weeks
  • Annual fee: $5K-$20K

Accredited Investor Exemption

  • Offerings can bypass certain requirements if:
    • Minimum 30 accredited investors
    • Each commits $100K+ (or institutional)
    • No public marketing

Advantages#

  • Fastest approval: 4-6 weeks typical
  • Clearest guidance: MAS published tokenization frameworks
  • Good reputation: International recognition

See how to invest guide for Singapore-friendly platforms.

Switzerland (FINMA Regulation)#

Token Classification#

FINMA distinguishes:

  1. Payment tokens: Lowest regulation
  2. Utility tokens: Low regulation
  3. Securities tokens: Full securities regulation
  4. Hybrid tokens: Combination treatment

Licensing#

  • Banking License: Required for custody or lending
  • Non-bank VASP: Can operate with AML compliance
  • Cost: CHF 50K-$500K licensing
  • Timeline: 2-3 months for non-bank VASP

Advantages#

  • Clear guidance: FINMA published 3-part guidance
  • Tax efficiency: Potential tax benefits
  • Zug: "Crypto Valley" hub with infrastructure

European Union (MiFID II Framework)#

Regulatory Approach#

EU applies existing MiFID II (Markets in Financial Instruments Directive) to security tokens:

  • If token is a financial instrument, MiFID II applies
  • Providers need authorization in member state
  • Passporting available (one license across EU)

Member State Variations#

Each country implements differently:

  • Germany: Strict; full securities law applies
  • France: Progressive; AMF (ACPR) has tokenization guidance
  • Portugal: Supportive; crypto-friendly hub
  • Malta: Most progressive; gained reputation but faces EU scrutiny

Timeline & Cost#

  • Varies by member state: 6-12 months
  • License fee: €50K-€500K depending on member state
  • Annual: €20K-€200K

Emerging Markets#

Latin America (Mexico, Brazil, Argentina)#

Mexico (Comisión Nacional Bancaria y de Valores - CNBV)

  • Fintech Law covers tokenization
  • Registration required: 2-3 months
  • Cost: $50K-$200K

Brazil (CVM)

  • New Resolution 88/2021 covers tokens
  • Authorization: 4-6 months
  • Cost: $100K-$300K

Asia-Pacific (Outside Singapore/UAE)#

Hong Kong (SFC)

  • Securities Law applies strictly
  • Very expensive: $500K-$2M+
  • Timeline: 9-12 months
  • Generally difficult market

Australia (ASIC)

  • Gradual approach; guidance evolving
  • Requirements vary by token type
  • Timeline: 6-8 months
  • Cost: $100K-$300K

Japan (FSA)

  • Crypto Funds Law applies
  • Some traction; regulated market developing
  • Cost: $200K-$500K
  • Timeline: 6-9 months

Global Regulatory Trends (2025)#

1. Convergence Toward Progressive Models#

  • More jurisdictions creating token-specific frameworks
  • Moving away from "crypto = currency" classification
  • Recognition that RWA ≠ cryptocurrency

2. Sandbox Programs#

  • Most major jurisdictions now have innovation sandboxes
  • Allows 6-12 month testing with reduced requirements
  • Examples: FCA (UK), MAS (Singapore), AMF (France)

3. Cross-Border Coordination#

  • IOSCO (International Organization of Securities Commissions) developing principles
  • Work toward mutual recognition
  • Still years away from true harmonization

4. Environmental, Social, Governance (ESG) Focus#

  • Regulators increasingly scrutinizing carbon footprint
  • Prefer energy-efficient blockchains (Polygon, Stellar)
  • Discourage high-energy chains (Bitcoin, Ethereum PoW era)

Practical Strategy for Global Issuers#

Phase 1: Choose Primary Market#

  1. Singapore: Fastest, clearest, Asian gateway
  2. UK: European access, strong framework
  3. UAE: MENA hub, fast-growing
  4. US: Largest market but slowest

Phase 2: Build Compliance Infrastructure#

  • Engage local legal counsel
  • Use token platforms with multi-jurisdiction support
  • Build KYC/AML systems early

Phase 3: Phased Geographic Rollout#

  • Start primary market
  • Add second market in 3-6 months
  • Expansion typically slows after 3 markets

Phase 4: Consider Global Offering#

  • Once 3-4 markets approved, consider broader
  • Mutual recognition may apply
  • Cost efficiencies from established process

Frequently Asked Questions#

Q: Do I need licensing if I'm just an issuer (not a platform)?#

A: Depends on jurisdiction. US: Usually yes. UK: Yes. Singapore/UAE: Usually no. Consult local counsel.

Q: What's the cheapest way to launch tokenized assets?#

A: UAE/Singapore: $50K-$150K all-in. Malta: $30K-$100K (but EU scrutiny). Avoid EU first market (expensive).

Q: How long until I can start selling tokens?#

A: Fastest: Singapore (4-6 weeks). Average: 3-4 months. Slowest: US/EU (6-12+ months).

Q: Can I use a platform instead of getting my own license?#

A: Yes, if platform holds necessary licenses. Pedex and platforms like Securitize, Polymath have multi-jurisdiction licenses.

Q: What if my home country isn't listed?#

A: Options: (1) Launch from Singapore/UAE/Malta first, (2) Work with global platform, (3) Pursue specific country licensing with local counsel

Q: Are there any countries with NO tokenization regulation?#

A: Yes - small markets like Bahamas, Cayman Islands have limited frameworks. But reputational risk high.

Q: When will regulations harmonize?#

A: 5-10 years minimum. IOSCO principles still in development. Don't expect global consistency soon.

Conclusion#

Tokenization licensing is rapidly evolving but still fragmented. The smartest approach:

  1. Choose your first market strategically (Singapore recommended)
  2. Hire excellent local legal counsel - not optional
  3. Use established platforms that handle compliance
  4. Plan multi-jurisdiction from day one
  5. Budget $100K-$500K for first market licensing and compliance

The good news: Every major financial center now has clear tokenization frameworks. The bad news: They're all different. Plan accordingly.

Learn More: Regulation & Compliance#

Comprehensive Regulatory Guide:
Tokenization Regulation, Tax & Compliance: Global 2025 Guide - Complete regulatory framework

Related Regulatory Articles:

Case Studies:

Next Steps:


Disclaimer: This article is educational only. Securities regulations are complex and jurisdiction-specific. Consult qualified securities counsel in your target jurisdictions before proceeding with tokenization.

Pedex Research Team

Written by

Pedex Research Team

Lead Financial Analyst

Our regulatory specialists monitor global tokenization frameworks across 25+ jurisdictions.

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